DORA register: 2026 annual update and audit support
Subject-matter expert / coordinator (at the CCO's request)
Markel Insurance SE / Markel International · Insurance · Remote, München
Annual update of the DORA ICT register for submission to BaFin, taken up again at the request of the Chief Compliance Officer. The interim Access solution from the DORA implementation had still not been replaced. In addition, Q1 2026: contribution to the external KPMG audit as the invited project lead of the implementation (presentation of the project approach and the Confluence documentation).
Activities
- Already in 2025, as part of the ongoing DORA implementation: involvement in audit planning and in incident reporting to BaFin; clarification of the gap analysis and action tracker ahead of the KPMG audit
- Supported local operations teams and international procurement teams in updating their data
- Onboarded new owners to the topic
- Analysed issues surfaced by BaFin's stricter validation of the data packages (old problems newly exposed)
- Fixed issues in the ICT register – corrected some data myself and requested other corrections from the local operations teams
- Coordinated the register submission (internal deadline mid-March, final submission end of March 2026)
- Contributed to the KPMG audit (presentation of the project approach, documentation)
Tools: ICT-Register (MS Access), MS Excel, Confluence